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The Federalist No. 22
Other Defects of the Present Confederation (continued)
New York Packet
Friday, December 14, 1787
[Alexander
Hamilton]
To the People of the State of New York:
IN ADDITION
to the defects already enumerated in the existing federal system, there are
others of not less importance, which concur in rendering it altogether unfit for
the administration of the affairs of the Union.
The want of a power to regulate commerce is by all parties
allowed to be of the number. The utility of such a power has been anticipated
under the first head of our inquiries; and for this reason, as well as from the
universal conviction entertained upon the subject, little need be added in this
place. It is indeed evident, on the most superficial view, that there is no
object, either as it respects the interests of trade or finance, that more
strongly demands a federal superintendence. The want of it has already operated
as a bar to the formation of beneficial treaties with foreign powers, and has
given occasions of dissatisfaction between the States. No nation acquainted with
the nature of our political association would be unwise enough to enter into
stipulations with the United States, by which they conceded privileges of any
importance to them, while they were apprised that the engagements on the part of
the Union might at any moment be violated by its members, and while they found
from experience that they might enjoy every advantage they desired in our
markets, without granting us any return but such as their momentary convenience
might suggest. It is not, therefore, to be wondered at that Mr. Jenkinson, in
ushering into the House of Commons a bill for regulating the temporary
intercourse between the two countries, should preface its introduction by a
declaration that similar provisions in former bills had been found to answer
every purpose to the commerce of Great Britain, and that it would be prudent to
persist in the plan until it should appear whether the American government was
likely or not to acquire greater consistency.1
Several States have endeavored, by separate prohibitions,
restrictions, and exclusions, to influence the conduct of that kingdom in this
particular, but the want of concert, arising from the want of a general
authority and from clashing and dissimilar views in the State, has hitherto
frustrated every experiment of the kind, and will continue to do so as long as
the same obstacles to a uniformity of measures continue to exist.
The interfering and unneighborly regulations of some
States, contrary to the true spirit of the Union, have, in different instances,
given just cause of umbrage and complaint to others, and it is to be feared that
examples of this nature, if not restrained by a national control, would be
multiplied and extended till they became not less serious sources of animosity
and discord than injurious impediments to the intcrcourse between the different
parts of the Confederacy. "The commerce of the German empire2 is in continual trammels
from the multiplicity of the duties which the several princes and states exact
upon the merchandises passing through their territories, by means of which the
fine streams and navigable rivers with which Germany is so happily watered are
rendered almost useless." Though the genius of the people of this country
might never permit this description to be strictly applicable to us, yet we may
reasonably expect, from the gradual conflicts of State regulations, that the
citizens of each would at length come to be considered and treated by the others
in no better light than that of foreigners and aliens.
The power of raising armies, by the most obvious
construction of the articles of the Confederation, is merely a power of making
requisitions upon the States for quotas of men. This practice in the course of
the late war, was found replete with obstructions to a vigorous and to an
economical system of defense. It gave birth to a competition between the States
which created a kind of auction for men. In order to furnish the quotas required
of them, they outbid each other till bounties grew to an enormous and
insupportable size. The hope of a still further increase afforded an inducement
to those who were disposed to serve to procrastinate their enlistment, and
disinclined them from engaging for any considerable periods. Hence, slow and
scanty levies of men, in the most critical emergencies of our affairs; short
enlistments at an unparalleled expense; continual fluctuations in the troops,
ruinous to their discipline and subjecting the public safety frequently to the
perilous crisis of a disbanded army. Hence, also, those oppressive expedients
for raising men which were upon several occasions practiced, and which nothing
but the enthusiasm of liberty would have induced the people to endure.
This method of raising troops is not more unfriendly to
economy and vigor than it is to an equal distribution of the burden. The States
near the seat of war, influenced by motives of self-preservation, made efforts
to furnish their quotas, which even exceeded their abilities; while those at a
distance from danger were, for the most part, as remiss as the others were
diligent, in their exertions. The immediate pressure of this inequality was not
in this case, as in that of the contributions of money, alleviated by the hope
of a final liquidation. The States which did not pay their proportions of money
might at least be charged with their deficiencies; but no account could be
formed of the deficiencies in the supplies of men. We shall not, however, see
much reason to reget the want of this hope, when we consider how little prospect
there is, that the most delinquent States will ever be able to make compensation
for their pecuniary failures. The system of quotas and requisitions, whether it
be applied to men or money, is, in every view, a system of imbecility in the
Union, and of inequality and injustice among the members.
The right of equal suffrage among the States is another
exceptionable part of the Confederation. Every idea of proportion and every rule
of fair representation conspire to condemn a principle, which gives to Rhode
Island an equal weight in the scale of power with Massachusetts, or Connecticut,
or New York; and to Deleware an equal voice in the national deliberations with
Pennsylvania, or Virginia, or North Carolina. Its operation contradicts the
fundamental maxim of republican government, which requires that the sense of the
majority should prevail. Sophistry may reply, that sovereigns are equal, and
that a majority of the votes of the States will be a majority of confederated
America. But this kind of logical legerdemain will never counteract the plain
suggestions of justice and common-sense. It may happen that this majority of
States is a small minority of the people of America;3 and two thirds of the people of America
could not long be persuaded, upon the credit of artificial distinctions and
syllogistic subtleties, to submit their interests to the management and disposal
of one third. The larger States would after a while revolt from the idea of
receiving the law from the smaller. To acquiesce in such a privation of their
due importance in the political scale, would be not merely to be insensible to
the love of power, but even to sacrifice the desire of equality. It is neither
rational to expect the first, nor just to require the last. The smaller States,
considering how peculiarly their safety and welfare depend on union, ought
readily to renounce a pretension which, if not relinquished, would prove fatal
to its duration.
It may be objected to this, that not seven but nine
States, or two thirds of the whole number, must consent to the most important
resolutions; and it may be thence inferred that nine States would always
comprehend a majority of the Union. But this does not obviate the impropriety of
an equal vote between States of the most unequal dimensions and populousness;
nor is the inference accurate in point of fact; for we can enumerate nine States
which contain less than a majority of the people;4 and it is constitutionally possible that
these nine may give the vote. Besides, there are matters of considerable moment
determinable by a bare majority; and there are others, concerning which doubts
have been entertained, which, if interpreted in favor of the sufficiency of a
vote of seven States, would extend its operation to interests of the first
magnitude. In addition to this, it is to be observed that there is a probability
of an increase in the number of States, and no provision for a proportional
augmentation of the ratio of votes.
But this is not all: what at first sight may seem a
remedy, is, in reality, a poison. To give a minority a negative upon the
majority (which is always the case where more than a majority is requisite to a
decision), is, in its tendency, to subject the sense of the greater number to
that of the lesser. Congress, from the nonattendance of a few States, have been
frequently in the situation of a Polish diet, where a single veto has been
sufficient to put a stop to all their movements. A sixtieth part of the Union,
which is about the proportion of Delaware and Rhode Island, has several times
been able to oppose an entire bar to its operations. This is one of those
refinements which, in practice, has an effect the reverse of what is expected
from it in theory. The necessity of unanimity in public bodies, or of something
approaching towards it, has been founded upon a supposition that it would
contribute to security. But its real operation is to embarrass the
administration, to destroy the energy of the government, and to substitute the
pleasure, caprice, or artifices of an insignificant, turbulent, or corrupt
junto, to the regular deliberations and decisions of a respectable majority. In
those emergencies of a nation, in which the goodness or badness, the weakness or
strength of its government, is of the greatest importance, there is commonly a
necessity for action. The public business must, in some way or other, go
forward. If a pertinacious minority can control the opinion of a majority,
respecting the best mode of conducting it, the majority, in order that something
may be done, must conform to the views of the minority; and thus the sense of
the smaller number will overrule that of the greater, and give a tone to the
national proceedings. Hence, tedious delays; continual negotiation and intrigue;
contemptible compromises of the public good. And yet, in such a system, it is
even happy when such compromises can take place: for upon some occasions things
will not admit of accommodation; and then the measures of government must be
injuriously suspended, or fatally defeated. It is often, by the impracticability
of obtaining the concurrence of the necessary number of votes, kept in a state
of inaction. Its situation must always savor of weakness, sometimes border upon
anarchy.
It is not difficult to discover, that a principle of this
kind gives greater scope to foreign corruption, as well as to domestic faction,
than that which permits the sense of the majority to decide; though the contrary
of this has been presumed. The mistake has proceeded from not attending with due
care to the mischiefs that may be occasioned by obstructing the progress of
government at certain critical seasons. When the concurrence of a large number
is required by the Constitution to the doing of any national act, we are apt to
rest satisfied that all is safe, because nothing improper will be likely to
be done, but we forget how much good may be prevented, and how much ill may
be produced, by the power of hindering the doing what may be necessary, and of
keeping affairs in the same unfavorable posture in which they may happen to
stand at particular periods.
Suppose, for instance, we were engaged in a war, in
conjunction with one foreign nation, against another. Suppose the necessity of
our situation demanded peace, and the interest or ambition of our ally led him
to seek the prosecution of the war, with views that might justify us in making
separate terms. In such a state of things, this ally of ours would evidently
find it much easier, by his bribes and intrigues, to tie up the hands of
government from making peace, where two thirds of all the votes were requisite
to that object, than where a simple majority would suffice. In the first case,
he would have to corrupt a smaller number; in the last, a greater number. Upon
the same principle, it would be much easier for a foreign power with which we
were at war to perplex our councils and embarrass our exertions. And, in a
commercial view, we may be subjected to similar inconveniences. A nation, with
which we might have a treaty of commerce, could with much greater facility
prevent our forming a connection with her competitor in trade, though such a
connection should be ever so beneficial to ourselves.
Evils of this description ought not to be regarded as
imaginary. One of the weak sides of republics, among their numerous advantages,
is that they afford too easy an inlet to foreign corruption. An hereditary
monarch, though often disposed to sacrifice his subjects to his ambition, has so
great a personal interest in the government and in the external glory of the
nation, that it is not easy for a foreign power to give him an equivalent for
what he would sacrifice by treachery to the state. The world has accordingly
been witness to few examples of this species of royal prostitution, though there
have been abundant specimens of every other kind.
In republics, persons elevated from the mass of the
community, by the suffrages of their fellow-citizens, to stations of great
pre-eminence and power, may find compensations for betraying their trust, which,
to any but minds animated and guided by superior virtue, may appear to exceed
the proportion of interest they have in the common stock, and to overbalance the
obligations of duty. Hence it is that history furnishes us with so many
mortifying examples of the prevalency of foreign corruption in republican
governments. How much this contributed to the ruin of the ancient commonwealths
has been already delineated. It is well known that the deputies of the United
Provinces have, in various instances, been purchased by the emissaries of the
neighboring kingdoms. The Earl of Chesterfield (if my memory serves me right),
in a letter to his court, intimates that his success in an important negotiation
must depend on his obtaining a major's commission for one of those deputies. And
in Sweden the parties were alternately bought by France and England in so
barefaced and notorious a manner that it excited universal disgust in the
nation, and was a principal cause that the most limited monarch in Europe, in a
single day, without tumult, violence, or opposition, became one of the most
absolute and uncontrolled.
A circumstance which crowns the defects of the
Confederation remains yet to be mentioned, the want of a judiciary power. Laws
are a dead letter without courts to expound and define their true meaning and
operation. The treaties of the United States, to have any force at all, must be
considered as part of the law of the land. Their true import, as far as respects
individuals, must, like all other laws, be ascertained by judicial
determinations. To produce uniformity in these determinations, they ought to be
submitted, in the last resort, to one
SUPREME TRIBUNAL. And this tribunal ought to be
instituted under the same authority which forms the treaties themselves. These
ingredients are both indispensable. If there is in each State a court of final
jurisdiction, there may be as many different final determinations on the same
point as there are courts. There are endless diversities in the opinions of men.
We often see not only different courts but the judges of the came court
differing from each other. To avoid the confusion which would unavoidably result
from the contradictory decisions of a number of independent judicatories, all
nations have found it necessary to establish one court paramount to the rest,
possessing a general superintendence, and authorized to settle and declare in
the last resort a uniform rule of civil justice.
This is the more necessary where the frame of the
government is so compounded that the laws of the whole are in danger of being
contravened by the laws of the parts. In this case, if the particular tribunals
are invested with a right of ultimate jurisdiction, besides the contradictions
to be expected from difference of opinion, there will be much to fear from the
bias of local views and prejudices, and from the interference of local
regulations. As often as such an interference was to happen, there would be
reason to apprehend that the provisions of the particular laws might be
preferred to those of the general laws; for nothing is more natural to men in
office than to look with peculiar deference towards that authority to which they
owe their official existence.
The treaties of the United States, under the present
Constitution, are liable to the infractions of thirteen different legislatures,
and as many different courts of final jurisdiction, acting under the authority
of those legislatures. The faith, the reputation, the peace of the whole Union,
are thus continually at the mercy of the prejudices, the passions, and the
interests of every member of which it is composed. Is it possible that foreign
nations can either respect or confide in such a government? Is it possible that
the people of America will longer consent to trust their honor, their happiness,
their safety, on so precarious a foundation?
In this review of the Confederation, I have confined
myself to the exhibition of its most material defects; passing over those
imperfections in its details by which even a great part of the power intended to
be conferred upon it has been in a great measure rendered abortive. It must be
by this time evident to all men of reflection, who can divest themselves of the
prepossessions of preconceived opinions, that it is a system so radically
vicious and unsound, as to admit not of amendment but by an entire change in its
leading features and characters.
The organization of Congress is itself utterly improper
for the exercise of those powers which are necessary to be deposited in the
Union. A single assembly may be a proper receptacle of those slender, or rather
fettered, authorities, which have been heretofore delegated to the federal head;
but it would be inconsistent with all the principles of good government, to
intrust it with those additional powers which, even the moderate and more
rational adversaries of the proposed Constitution admit, ought to reside in the
United States. If that plan should not be adopted, and if the necessity of the
Union should be able to withstand the ambitious aims of those men who may
indulge magnificent schemes of personal aggrandizement from its dissolution, the
probability would be, that we should run into the project of conferring
supplementary powers upon Congress, as they are now constituted; and either the
machine, from the intrinsic feebleness of its structure, will moulder into
pieces, in spite of our ill-judged efforts to prop it; or, by successive
augmentations of its force an energy, as necessity might prompt, we shall
finally accumulate, in a single body, all the most important prerogatives of
sovereignty, and thus entail upon our posterity one of the most execrable forms
of government that human infatuation ever contrived. Thus, we should create in
reality that very tyranny which the adversaries of the new Constitution either
are, or affect to be, solicitous to avert.
It has not a little contributed to the infirmities of the
existing federal system, that it never had a ratification by the
PEOPLE. Resting on no better foundation than the consent
of the several legislatures, it has been exposed to frequent and intricate
questions concerning the validity of its powers, and has, in some instances,
given birth to the enormous doctrine of a right of legislative repeal. Owing its
ratification to the law of a State, it has been contended that the same
authority might repeal the law by which it was ratified. However gross a heresy
it may be to maintain that a party to a
compact has a right to revoke that compact, the doctrine itself
has had respectable advocates. The possibility of a question of this nature
proves the necessity of laying the foundations of our national government deeper
than in the mere sanction of delegated authority. The fabric of American empire
ought to rest on the solid basis of THE CONSENT OF THE PEOPLE.
The streams of national power ought to flow immediately from that pure, original
fountain of all legitimate authority.
PUBLIUS
1. This, as nearly as I can recollect,
was the sense of his speech on introducing the last bill.
2. Encyclopedia, article "Empire."
3. New Hampshire, Rhode Island, New
Jersey, Delaware, Georgia, South Carolina, and Maryland are a majority of the
whole number of the States, but they do not contain one third of the people.
4. Add New York and Connecticut to the
foregoing seven, and they will be less than a majority.
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