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The Federalist No. 48
These Departments Should Not Be So Far Separated as to Have No
Constitutional Control Over Each Other
New York Packet
Friday, February 1, 1788
[James Madison]
To the People of the State of New York:
IT WAS
shown in the last paper that the political apothegm there examined does not
require that the legislative, executive, and judiciary departments should be
wholly unconnected with each other. I shall undertake, in the next place, to
show that unless these departments be so far connected and blended as to give to
each a constitutional control over the others, the degree of separation which
the maxim requires, as essential to a free government, can never in practice be
duly maintained.
It is agreed on all sides, that the powers properly
belonging to one of the departments ought not to be directly and completely
administered by either of the other departments. It is equally evident, that
none of them ought to possess, directly or indirectly, an overruling influence
over the others, in the administration of their respective powers. It will not
be denied, that power is of an encroaching nature, and that it ought to be
effectually restrained from passing the limits assigned to it. After
discriminating, therefore, in theory, the several classes of power, as they may
in their nature be legislative, executive, or judiciary, the next and most
difficult task is to provide some practical security for each, against the
invasion of the others. What this security ought to be, is the great problem to
be solved.
Will it be sufficient to mark, with precision, the
boundaries of these departments, in the constitution of the government, and to
trust to these parchment barriers against the encroaching spirit of power? This
is the security which appears to have been principally relied on by the
compilers of most of the American constitutions. But experience assures us, that
the efficacy of the provision has been greatly overrated; and that some more
adequate defense is indispensably necessary for the more feeble, against the
more powerful, members of the government. The legislative department is
everywhere extending the sphere of its activity, and drawing all power into its
impetuous vortex.
The founders of our republics have so much merit for the
wisdom which they have displayed, that no task can be less pleasing than that of
pointing out the errors into which they have fallen. A respect for truth,
however, obliges us to remark, that they seem never for a moment to have turned
their eyes from the danger to liberty from the overgrown and all-grasping
prerogative of an hereditary magistrate, supported and fortified by an
hereditary branch of the legislative authority. They seem never to have
recollected the danger from legislative usurpations, which, by assembling all
power in the same hands, must lead to the same tyranny as is threatened by
executive usurpations.
In a government where numerous and extensive prerogatives
are placed in the hands of an hereditary monarch, the executive department is
very justly regarded as the source of danger, and watched with all the jealousy
which a zeal for liberty ought to inspire. In a democracy, where a multitude of
people exercise in person the legislative functions, and are continually
exposed, by their incapacity for regular deliberation and concerted measures, to
the ambitious intrigues of their executive magistrates, tyranny may well be
apprehended, on some favorable emergency, to start up in the same quarter. But
in a representative republic, where the executive magistracy is carefully
limited; both in the extent and the duration of its power; and where the
legislative power is exercised by an assembly, which is inspired, by a supposed
influence over the people, with an intrepid confidence in its own strength;
which is sufficiently numerous to feel all the passions which actuate a
multitude, yet not so numerous as to be incapable of pursuing the objects of its
passions, by means which reason prescribes; it is against the enterprising
ambition of this department that the people ought to indulge all their jealousy
and exhaust all their precautions.
The legislative department derives a superiority in our
governments from other circumstances. Its constitutional powers being at once
more extensive, and less susceptible of precise limits, it can, with the greater
facility, mask, under complicated and indirect measures, the encroachments which
it makes on the co-ordinate departments. It is not unfrequently a question of
real nicety in legislative bodies, whether the operation of a particular measure
will, or will not, extend beyond the legislative sphere. On the other side, the
executive power being restrained within a narrower compass, and being more
simple in its nature, and the judiciary being described by landmarks still less
uncertain, projects of usurpation by either of these departments would
immediately betray and defeat themselves. Nor is this all: as the legislative
department alone has access to the pockets of the people, and has in some
constitutions full discretion, and in all a prevailing influence, over the
pecuniary rewards of those who fill the other departments, a dependence is thus
created in the latter, which gives still greater facility to encroachments of
the former.
I have appealed to our own experience for the truth of
what I advance on this subject. Were it necessary to verify this experience by
particular proofs, they might be multiplied without end. I might find a witness
in every citizen who has shared in, or been attentive to, the course of public
administrations. I might collect vouchers in abundance from the records and
archives of every State in the Union. But as a more concise, and at the same
time equally satisfactory, evidence, I will refer to the example of two States,
attested by two unexceptionable authorities.
The first example is that of Virginia, a State which, as
we have seen, has expressly declared in its constitution, that the three great
departments ought not to be intermixed. The authority in support of it is Mr.
Jefferson, who, besides his other advantages for remarking the operation of the
government, was himself the chief magistrate of it. In order to convey fully the
ideas with which his experience had impressed him on this subject, it will be
necessary to quote a passage of some length from his very interesting Notes
on the State of Virginia, p. 195. "All the powers of government,
legislative, executive, and judiciary, result to the legislative body. The
concentrating these in the same hands, is precisely the definition of despotic
government. It will be no alleviation, that these powers will be exercised by a
plurality of hands, and not by a single one. One hundred and seventy-three
despots would surely be as oppressive as one. Let those who doubt it, turn their
eyes on the republic of Venice. As little will it avail us, that they are chosen
by ourselves. An elective despotism was not the government we fought
for; but one which should not only be founded on free principles, but in which
the powers of government should be so divided and balanced among several bodies
of magistracy, as that no one could transcend their legal limits, without being
effectually checked and restrained by the others. For this reason, that
convention which passed the ordinance of government, laid its foundation on this
basis, that the legislative, executive, and judiciary departments should be
separate and distinct, so that no person should exercise the powers of more than
one of them at the same time. But no barrier was provided between these
several powers. The judiciary and the executive members were left dependent
on the legislative for their subsistence in office, and some of them for their
continuance in it. If, therefore, the legislature assumes executive and
judiciary powers, no opposition is likely to be made; nor, if made, can be
effectual; because in that case they may put their proceedings into the form of
acts of Assembly, which will render them obligatory on the other branches. They
have accordingly, in many instances, decided rights which should
have been left to judiciary controversy, and the direction of the
executive, during the whole time of their session, is becoming habitual and
familiar."
The other State which I shall take for an example is
Pennsylvania; and the other authority, the Council of Censors, which assembled
in the years 1783 and 1784. A part of the duty of this body, as marked out by
the constitution, was "to inquire whether the constitution had been
preserved inviolate in every part; and whether the legislative and executive
branches of government had performed their duty as guardians of the people, or
assumed to themselves, or exercised, other or greater powers than they are
entitled to by the constitution. " In the execution of this trust, the
council were necessarily led to a comparison of both the legislative and
executive proceedings, with the constitutional powers of these departments; and
from the facts enumerated, and to the truth of most of which both sides in the
council subscribed, it appears that the constitution had been flagrantly
violated by the legislature in a variety of important instances.
A great number of laws had been passed, violating,
without any apparent necessity, the rule requiring that all bills of a public
nature shall be previously printed for the consideration of the people; although
this is one of the precautions chiefly relied on by the constitution against
improper acts of legislature.
The constitutional trial by jury had been violated, and
powers assumed which had not been delegated by the constitution.
Executive powers had been usurped.
The salaries of the judges, which the constitution
expressly requires to be fixed, had been occasionally varied; and cases
belonging to the judiciary department frequently drawn within legislative
cognizance and determination.
Those who wish to see the several particulars falling
under each of these heads, may consult the journals of the council, which are in
print. Some of them, it will be found, may be imputable to peculiar
circumstances connected with the war; but the greater part of them may be
considered as the spontaneous shoots of an ill-constituted government.
It appears, also, that the executive department had not
been innocent of frequent breaches of the constitution. There are three
observations, however, which ought to be made on this head: first, a
great proportion of the instances were either immediately produced by the
necessities of the war, or recommended by Congress or the commander-in-chief;
second, in most of the other instances, they conformed either to the
declared or the known sentiments of the legislative department; third,
the executive department of Pennsylvania is distinguished from that of the other
States by the number of members composing it. In this respect, it has as much
affinity to a legislative assembly as to an executive council. And being at once
exempt from the restraint of an individual responsibility for the acts of the
body, and deriving confidence from mutual example and joint influence,
unauthorized measures would, of course, be more freely hazarded, than where the
executive department is administered by a single hand, or by a few hands.
The conclusion which I am warranted in drawing from these
observations is, that a mere demarcation on parchment of the constitutional
limits of the several departments, is not a sufficient guard against those
encroachments which lead to a tyrannical concentration of all the powers of
government in the same hands.
PUBLIUS
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