The Federalist No. 70
The Executive Department Further Considered
Independent Journal
Saturday, March 15, 1788
[Alexander
Hamilton]
To the People of the State of New York:
THERE is
an idea, which is not without its advocates, that a vigorous Executive is
inconsistent with the genius of republican government. The enlightened
well-wishers to this species of government must at least hope that the
supposition is destitute of foundation; since they can never admit its truth,
without at the same time admitting the condemnation of their own principles.
Energy in the Executive is a leading character in the definition of good
government. It is essential to the protection of the community against foreign
attacks; it is not less essential to the steady administration of the laws; to
the protection of property against those irregular and high-handed combinations
which sometimes interrupt the ordinary course of justice; to the security of
liberty against the enterprises and assaults of ambition, of faction, and of
anarchy. Every man the least conversant in Roman story, knows how often that
republic was obliged to take refuge in the absolute power of a single man, under
the formidable title of Dictator, as well against the intrigues of ambitious
individuals who aspired to the tyranny, and the seditions of whole classes of
the community whose conduct threatened the existence of all government, as
against the invasions of external enemies who menaced the conquest and
destruction of Rome.
There can be no need, however, to multiply arguments or
examples on this head. A feeble Executive implies a feeble execution of the
government. A feeble execution is but another phrase for a bad execution; and a
government ill executed, whatever it may be in theory, must be, in practice, a
bad government.
Taking it for granted, therefore, that all men of sense
will agree in the necessity of an energetic Executive, it will only remain to
inquire, what are the ingredients which constitute this energy? How far can they
be combined with those other ingredients which constitute safety in the
republican sense? And how far does this combination characterize the plan which
has been reported by the convention?
The ingredients which constitute energy in the Executive
are, first, unity; secondly, duration; thirdly, an adequate provision for its
support; fourthly, competent powers.
The ingredients which constitute safety in the repub lican
sense are, first, a due dependence on the people, secondly, a due
responsibility.
Those politicians and statesmen who have been the most
celebrated for the soundness of their principles and for the justice of their
views, have declared in favor of a single Executive and a numerous legislature.
They have with great propriety, considered energy as the most necessary
qualification of the former, and have regarded this as most applicable to power
in a single hand, while they have, with equal propriety, considered the latter
as best adapted to deliberation and wisdom, and best calculated to conciliate
the confidence of the people and to secure their privileges and interests.
That unity is conducive to energy will not be disputed.
Decision, activity, secrecy, and despatch will generally characterize the
proceedings of one man in a much more eminent degree than the proceedings of any
greater number; and in proportion as the number is increased, these qualities
will be diminished.
This unity may be destroyed in two ways: either by vesting
the power in two or more magistrates of equal dignity and authority; or by
vesting it ostensibly in one man, subject, in whole or in part, to the control
and co-operation of others, in the capacity of counsellors to him. Of the first,
the two Consuls of Rome may serve as an example; of the last, we shall find
examples in the constitutions of several of the States. New York and New Jersey,
if I recollect right, are the only States which have intrusted the executive
authority wholly to single men.1
Both these methods of destroying the unity of the Executive have their
partisans; but the votaries of an executive council are the most numerous. They
are both liable, if not to equal, to similar objections, and may in most lights
be examined in conjunction.
The experience of other nations will afford little
instruction on this head. As far, however, as it teaches any thing, it teaches
us not to be enamoured of plurality in the Executive. We have seen that the
Achaeans, on an experiment of two Praetors, were induced to abolish one. The
Roman history records many instances of mischiefs to the republic from the
dissensions between the Consuls, and between the military Tribunes, who were at
times substituted for the Consuls. But it gives us no specimens of any peculiar
advantages derived to the state from the circumstance of the plurality of those
magistrates. That the dissensions between them were not more frequent or more
fatal, is a matter of astonishment, until we advert to the singular position in
which the republic was almost continually placed, and to the prudent policy
pointed out by the circumstances of the state, and pursued by the Consuls, of
making a division of the government between them. The patricians engaged in a
perpetual struggle with the plebeians for the preservation of their ancient
authorities and dignities; the Consuls, who were generally chosen out of the
former body, were commonly united by the personal interest they had in the
defense of the privileges of their order. In addition to this motive of union,
after the arms of the republic had considerably expanded the bounds of its
empire, it became an established custom with the Consuls to divide the
administration between themselves by lot -- one of them remaining at Rome to
govern the city and its environs, the other taking the command in the more
distant provinces. This expedient must, no doubt, have had great influence in
preventing those collisions and rivalships which might otherwise have embroiled
the peace of the republic.
But quitting the dim light of historical research,
attaching ourselves purely to the dictates of reason and good sense, we shall
discover much greater cause to reject than to approve the idea of plurality in
the Executive, under any modification whatever.
Wherever two or more persons are engaged in any common
enterprise or pursuit, there is always danger of difference of opinion. If it be
a public trust or office, in which they are clothed with equal dignity and
authority, there is peculiar danger of personal emulation and even animosity.
From either, and especially from all these causes, the most bitter dissensions
are apt to spring. Whenever these happen, they lessen the respectability, weaken
the authority, and distract the plans and operation of those whom they divide.
If they should unfortunately assail the supreme executive magistracy of a
country, consisting of a plurality of persons, they might impede or frustrate
the most important measures of the government, in the most critical emergencies
of the state. And what is still worse, they might split the community into the
most violent and irreconcilable factions, adhering differently to the different
individuals who composed the magistracy.
Men often oppose a thing, merely because they have had no
agency in planning it, or because it may have been planned by those whom they
dislike. But if they have been consulted, and have happened to disapprove,
opposition then becomes, in their estimation, an indispensable duty of
self-love. They seem to think themselves bound in honor, and by all the motives
of personal infallibility, to defeat the success of what has been resolved upon
contrary to their sentiments. Men of upright, benevolent tempers have too many
opportunities of remarking, with horror, to what desperate lengths this
disposition is sometimes carried, and how often the great interests of society
are sacrificed to the vanity, to the conceit, and to the obstinacy of
individuals, who have credit enough to make their passions and their caprices
interesting to mankind. Perhaps the question now before the public may, in its
consequences, afford melancholy proofs of the effects of this despicable
frailty, or rather detestable vice, in the human character.
Upon the principles of a free government, inconveniences
from the source just mentioned must necessarily be submitted to in the formation
of the legislature; but it is unnecessary, and therefore unwise, to introduce
them into the constitution of the Executive. It is here too that they may be
most pernicious. In the legislature, promptitude of decision is oftener an evil
than a benefit. The differences of opinion, and the jarrings of parties in that
department of the government, though they may sometimes obstruct salutary plans,
yet often promote deliberation and circumspection, and serve to check excesses
in the majority. When a resolution too is once taken, the opposition must be at
an end. That resolution is a law, and resistance to it punishable. But no
favorable circumstances palliate or atone for the disadvantages of dissension in
the executive department. Here, they are pure and unmixed. There is no point at
which they cease to operate. They serve to embarrass and weaken the execution of
the plan or measure to which they relate, from the first step to the final
conclusion of it. They constantly counteract those qualities in the Executive
which are the most necessary ingredients in its composition -- vigor and
expedition, and this without anycounterbalancing good. In the conduct of war, in
which the energy of the Executive is the bulwark of the national security, every
thing would be to be apprehended from its plurality.
It must be confessed that these observations apply with
principal weight to the first case supposed -- that is, to a plurality of
magistrates of equal dignity and authority a scheme, the advocates for which are
not likely to form a numerous sect; but they apply, though not with equal, yet
with considerable weight to the project of a council, whose concurrence is made
constitutionally necessary to the operations of the ostensible Executive. An
artful cabal in that council would be able to distract and to enervate the whole
system of administration. If no such cabal should exist, the mere diversity of
views and opinions would alone be sufficient to tincture the exercise of the
executive authority with a spirit of habitual feebleness and dilatoriness.
[But one of the weightiest objections to a plurality in
the Executive, and which lies as much against the last as the first plan, is,
that it tends to conceal faults and destroy responsibility. Responsibility is of
two kinds -- to censure and to punishment. The first is the more important of
the two, especially in an elective office. Man, in public trust, will much
oftener act in such a manner as to render him unworthy of being any longer
trusted, than in such a manner as to make him obnoxious to legal punishment. But
the multiplication of the Executive adds to the difficulty of detection in
either case. It often becomes impossible, amidst mutual accusations, to
determine on whom the blame or the punishment of a pernicious measure, or series
of pernicious measures, ought really to fall. It is shifted from one to another
with so much dexterity, and under such plausible appearances, that the public
opinion is left in suspense about the real author. The circumstances which may
have led to any national miscarriage or misfortune are sometimes so complicated
that, where there are a number of actors who may have had different degrees and
kinds of agency, though we may clearly see upon the whole that there has been
mismanagement, yet it may be impracticable to pronounce to whose account the
evil which may have been incurred is truly chargeable.]E1
[But one of the weightiest objections to a plurality in the Executive, and
which lies as much against the last as the first plan, is, that it tends to
conceal faults and destroy responsibility.
Responsibility is of two kinds -- to censure and to punishment. The first is
the more important of the two, especially in an elective office. Man, in public
trust, will much oftener act in such a manner as to render him unworthy of being
any longer trusted, than in such a manner as to make him obnoxious to legal
punishment. But the multiplication of the Executive adds to the difficulty of
detection in either case. It often becomes impossible, amidst mutual
accusations, to determine on whom the blame or the punishment of a pernicious
measure, or series of pernicious measures, ought really to fall. It is shifted
from one to another with so much dexterity, and under such plausible
appearances, that the public opinion is left in suspense about the real author.
The circumstances which may have led to any national miscarriage or misfortune
are sometimes so complicated that, where there are a number of actors who may
have had different degrees and kinds of agency, though we may clearly see upon
the whole that there has been mismanagement, yet it may be impracticable to
pronounce to whose account the evil which may have been incurred is truly
chargeable.]E1
"I was overruled by my council. The council were so
divided in their opinions that it was impossible to obtain any better resolution
on the point." These and similar pretexts are constantly at hand, whether
true or false. And who is there that will either take the trouble or incur the
odium, of a strict scrunity into the secret springs of the transaction? Should
there be found a citizen zealous enough to undertake the unpromising task, if
there happen to be collusion between the parties concerned, how easy it is to
clothe the circumstances with so much ambiguity, as to render it uncertain what
was the precise conduct of any of those parties?
In the single instance in which the governor of this
State is coupled with a council -- that is, in the appointment to offices, we
have seen the mischiefs of it in the view now under consideration. Scandalous
appointments to important offices have been made. Some cases, indeed, have been
so flagrant that
ALL PARTIES have agreed in the impropriety of the thing.
When inquiry has been made, the blame has been laid by the governor on the
members of the council, who, on their part, have charged it upon his nomination;
while the people remain altogether at a loss to determine, by whose influence
their interests have been committed to hands so unqualified and so manifestly
improper. In tenderness to individuals, I forbear to descend to particulars.
It is evident from these considerations, that the
plurality of the Executive tends to deprive the people of the two greatest
securities they can have for the faithful exercise of any delegated power, first,
the restraints of public opinion, which lose their efficacy, as well on account
of the division of the censure attendant on bad measures among a number, as on
account of the uncertainty on whom it ought to fall; and,
second, the opportunity of discovering with facility and clearness the
misconduct of the persons they trust, in order either to their removal from
office or to their actual punishment in cases which admit of it.
In England, the king is a perpetual magistrate; and it is
a maxim which has obtained for the sake of the pub lic peace, that he is
unaccountable for his administration, and his person sacred. Nothing, therefore,
can be wiser in that kingdom, than to annex to the king a constitutional
council, who may be responsible to the nation for the advice they give. Without
this, there would be no responsibility whatever in the executive department --
an idea inadmissible in a free government. But even there the king is not bound
by the resolutions of his council, though they are answerable for the advice
they give. He is the absolute master of his own conduct in the exercise of his
office, and may observe or disregard the counsel given to him at his sole
discretion.
But in a republic, where every magistrate ought to be
personally responsible for his behavior in office the reason which in the
British Constitution dictates the propriety of a council, not only ceases to
apply, but turns against the institution. In the monarchy of Great Britain, it
furnishes a substitute for the prohibited responsibility of the chief
magistrate, which serves in some degree as a hostage to the national justice for
his good behavior. In the American republic, it would serve to destroy, or would
greatly diminish, the intended and necessary responsibility of the Chief
Magistrate himself.
The idea of a council to the Executive, which has so
generally obtained in the State constitutions, has been derived from that maxim
of republican jealousy which considers power as safer in the hands of a number
of men than of a single man. If the maxim should be admitted to be applicable to
the case, I should contend that the advantage on that side would not
counterbalance the numerous disadvantages on the opposite side. But I do not
think the rule at all applicable to the executive power. I clearly concur in
opinion, in this particular, with a writer whom the celebrated Junius pronounces
to be "deep, solid, and ingenious," that "the executive power is
more easily confined when it is
ONE";2 that it is far more safe there should be a
single object for the jealousy and watchfulness of the people; and, in a word,
that all multiplication of the Executive is rather dangerous than friendly to
liberty.
A little consideration will satisfy us, that the species
of security sought for in the multiplication of the Executive, is nattainable.
Numbers must be so great as to render combination difficult, or they are rather
a source of danger than of security. The united credit and influence of several
individuals must be more formidable to liberty, than the credit and influence of
either of them separately. When power, therefore, is placed in the hands of so
small a number of men, as to admit of their interests and views being easily
combined in a common enterprise, by an artful leader, it becomes more liable to
abuse, and more dangerous when abused, than if it be lodged in the hands of one
man; who, from the very circumstance of his being alone, will be more narrowly
watched and more readily suspected, and who cannot unite so great a mass of
influence as when he is associated with others. The Decemvirs of Rome, whose
name denotes their number,3
were more to be dreaded in their usurpation than any ONE
of them would have been. No person would think of proposing an Executive much
more numerous than that body; from six to a dozen have been suggested for the
number of the council. The extreme of these numbers, is not too great for an
easy combination; and from such a combination America would have more to fear,
than from the ambition of any single individual. A council to a magistrate, who
is himself responsible for what he does, are generally nothing better than a
clog upon his good intentions, are often the instruments and accomplices of his
bad and are almost always a cloak to his faults.
I forbear to dwell upon the subject of expense; though it
be evident that if the council should be numerous enough to answer the principal
end aimed at by the institution, the salaries of the members, who must be drawn
from their homes to reside at the seat of government, would form an item in the
catalogue of public expenditures too serious to be incurred for an object of
equivocal utility. I will only add that, prior to the appearance of the
Constitution, I rarely met with an intelligent man from any of the States, who
did not admit, as the result of experience, that the UNITY
of the executive of this State was one of the best of the distinguishing
features of our constitution.
PUBLIUS
1. New York has no council except for the
single purpose of appointing to offices; New Jersey has a council whom the
governor may consult. But I think, from the terms of the constitution, their
resolutions do not bind him.
2. De Lolme.
3. Ten.
E1. Two versions of these paragraphs
appear in different editions.
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