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The Federalist No. 80
The Powers of the Judiciary
Independent Journal
Saturday, June 21, 1788
[Alexander
Hamilton]
To the People of the State of New York:
TO JUDGE
with accuracy of the proper extent of the federal judicature, it will be
necessary to consider, in the first place, what are its proper objects.
It seems scarcely to admit of controversy, that the
judicary authority of the Union ought to extend to these several descriptions of
cases: 1st, to all those which arise out of the laws of the United States,
passed in pursuance of their just and constitutional powers of legislation; 2d,
to all those which concern the execution of the provisions expressly contained
in the articles of Union; 3d, to all those in which the United States are a
party; 4th, to all those which involve the PEACE of the
CONFEDERACY, whether they relate to the intercourse
between the United States and foreign nations, or to that between the States
themselves; 5th, to all those which originate on the high seas, and are of
admiralty or maritime jurisdiction; and, lastly, to all those in which the State
tribunals cannot be supposed to be impartial and unbiased.
The first point depends upon this obvious consideration,
that there ought always to be a constitutional method of giving efficacy to
constitutional provisions. What, for instance, would avail restrictions on the
authority of the State legislatures, without some constitutional mode of
enforcing the observance of them? The States, by the plan of the convention, are
prohibited from doing a variety of things, some of which are incompatible with
the interests of the Union, and others with the principles of good government.
The imposition of duties on imported articles, and the emission of paper money,
are specimens of each kind. No man of sense will believe, that such prohibitions
would be scrupulously regarded, without some effectual power in the government
to restrain or correct the infractions of them. This power must either be a
direct negative on the State laws, or an authority in the federal courts to
overrule such as might be in manifest contravention of the articles of Union.
There is no third course that I can imagine. The latter appears to have been
thought by the convention preferable to the former, and, I presume, will be most
agreeable to the States.
As to the second point, it is impossible, by any argument
or comment, to make it clearer than it is in itself. If there are such things as
political axioms, the propriety of the judicial power of a government being
coextensive with its legislative, may be ranked among the number. The mere
necessity of uniformity in the interpretation of the national laws, decides the
question. Thirteen independent courts of final jurisdiction over the same
causes, arising upon the same laws, is a hydra in government, from which nothing
but contradiction and confusion can proceed.
Still less need be said in regard to the third point.
Controversies between the nation and its members or citizens, can only be
properly referred to the national tribunals. Any other plan would be contrary to
reason, to precedent, and to decorum.
The fourth point rests on this plain proposition, that the
peace of the
WHOLE ought not to be left at the disposal of a
PART. The Union will undoubtedly be answerable to
foreign powers for the conduct of its members. And the responsibility for an
injury ought ever to be accompanied with the faculty of preventing it. As the
denial or perversion of justice by the sentences of courts, as well as in any
other manner, is with reason classed among the just causes of war, it will
follow that the federal judiciary ought to have cognizance of all causes in
which the citizens of other countries are concerned. This is not less essential
to the preservation of the public faith, than to the security of the public
tranquillity. A distinction may perhaps be imagined between cases arising upon
treaties and the laws of nations and those which may stand merely on the footing
of the municipal law. The former kind may be supposed proper for the federal
jurisdiction, the latter for that of the States. But it is at least
problematical, whether an unjust sentence against a foreigner, where the subject
of controversy was wholly relative to the lex loci, would not, if
unredressed, be an aggression upon his sovereign, as well as one which violated
the stipulations of a treaty or the general law of nations. And a still greater
objection to the distinction would result from the immense difficulty, if not
impossibility, of a practical discrimination between the cases of one complexion
and those of the other. So great a proportion of the cases in which foreigners
are parties, involve national questions, that it is by far most safe and most
expedient to refer all those in which they are concerned to the national
tribunals.
The power of determining causes between two States,
between one State and the citizens of another, and between the citizens of
different States, is perhaps not less essential to the peace of the Union than
that which has been just examined. History gives us a horrid picture of the
dissensions and private wars which distracted and desolated Germany prior to the
institution of the Imperial Chamber by Maximilian, towards the close of the
fifteenth century; and informs us, at the same time, of the vast influence of
that institution in appeasing the disorders and establishing the tranquillity of
the empire. This was a court invested with authority to decide finally all
differences among the members of the Germanic body.
A method of terminating territorial disputes between the
States, under the authority of the federal head, was not unattended to, even in
the imperfect system by which they have been hitherto held together. But there
are many other sources, besides interfering claims of boundary, from which
bickerings and animosities may spring up among the members of the Union. To some
of these we have been witnesses in the course of our past experience. It will
readily be conjectured that I allude to the fraudulent laws which have been
passed in too many of the States. And though the proposed Constitution
establishes particular guards against the repetition of those instances which
have heretofore made their appearance, yet it is warrantable to apprehend that
the spirit which produced them will assume new shapes, that could not be
foreseen nor specifically provided against. Whatever practices may have a
tendency to disturb the harmony between the States, are proper objects of
federal superintendence and control.
It may be esteemed the basis of the Union, that "the
citizens of each State shall be entitled to all the privileges and immunities of
citizens of the several States." And if it be a just principle that every
government ought to possess the means of executing its own provisions by its
own authority, it will follow, that in order to the inviolable maintenance
of that equality of privileges and immunities to which the citizens of the Union
will be entitled, the national judiciary ought to preside in all cases in which
one State or its citizens are opposed to another State or its citizens. To
secure the full effect of so fundamental a provision against all evasion and
subterfuge, it is necessary that its construction should be committed to that
tribunal which, having no local attachments, will be likely to be impartial
between the different States and their citizens, and which, owing its official
existence to the Union, will never be likely to feel any bias inauspicious to
the principles on which it is founded.
The fifth point will demand little animadversion. The
most bigoted idolizers of State authority have not thus far shown a disposition
to deny the national judiciary the cognizances of maritime causes. These so
generally depend on the laws of nations, and so commonly affect the rights of
foreigners, that they fall within the considerations which are relative to the
public peace. The most important part of them are, by the present Confederation,
submitted to federal jurisdiction.
The reasonableness of the agency of the national courts
in cases in which the State tribunals cannot be supposed to be impartial, speaks
for itself. No man ought certainly to be a judge in his own cause, or in any
cause in respect to which he has the least interest or bias. This principle has
no inconsiderable weight in designating the federal courts as the proper
tribunals for the determination of controversies between different States and
their citizens. And it ought to have the same operation in regard to some cases
between citizens of the same State. Claims to land under grants of different
States, founded upon adverse pretensions of boundary, are of this description.
The courts of neither of the granting States could be expected to be unbiased.
The laws may have even prejudged the question, and tied the courts down to
decisions in favor of the grants of the State to which they belonged. And even
where this had not been done, it would be natural that the judges, as men,
should feel a strong predilection to the claims of their own government.
Having thus laid down and discussed the principles which
ought to regulate the constitution of the federal judiciary, we will proceed to
test, by these principles, the particular powers of which, according to the plan
of the convention, it is to be composed. It is to comprehend "all cases in
law and equity arising under the Constitution, the laws of the United States,
and treaties made, or which shall be made, under their authority; to all cases
affecting ambassadors, other public ministers, and consuls; to all cases of
admiralty and maritime jurisdiction; to controversies to which the United States
shall be a party; to controversies between two or more States; between a State
and citizens of another State; between citizens of different States; between
citizens of the same State claiming lands and grants of different States; and
between a State or the citizens thereof and foreign states, citizens, and
subjects." This constitutes the entire mass of the judicial authority of
the Union. Let us now review it in detail. It is, then, to extend:
First. To all cases in law and equity, arising
under the Constitution and the laws of the United States. This corresponds
with the two first classes of causes, which have been enumerated, as proper for
the jurisdiction of the United States. It has been asked, what is meant by "cases
arising under the Constitution," in contradiction from those "arising
under the laws of the United States"? The difference has been already
explained. All the restrictions upon the authority of the State legislatures
furnish examples of it. They are not, for instance, to emit paper money; but the
interdiction results from the Constitution, and will have no connection with any
law of the United States. Should paper money, notwithstanding, be emited, the
controversies concerning it would be cases arising under the Constitution and
not the laws of the United States, in the ordinary signification of the terms.
This may serve as a sample of the whole.
It has also been asked, what need of the word "equity
What equitable causes can grow out of the Constitution and laws of the United
States? There is hardly a subject of litigation between individuals, which may
not involve those ingredients of fraud, accident, trust, or hardship,
which would render the matter an object of equitable rather than of legal
jurisdiction, as the distinction is known and established in several of the
States. It is the peculiar province, for instance, of a court of equity to
relieve against what are called hard bargains: these are contracts in which,
though there may have been no direct fraud or deceit, sufficient to invalidate
them in a court of law, yet there may have been some undue and unconscionable
advantage taken of the necessities or misfortunes of one of the parties, which a
court of equity would not tolerate. In such cases, where foreigners were
concerned on either side, it would be impossible for the federal judicatories to
do justice without an equitable as well as a legal jurisdiction. Agreements to
convey lands claimed under the grants of different States, may afford another
example of the necessity of an equitable jurisdiction in the federal courts.
This reasoning may not be so palpable in those States where the formal and
technical distinction between LAW and EQUITY
is not maintained, as in this State, where it is exemplified by every day's
practice.
The judiciary authority of the Union is to extend:
Second. To treaties made, or which shall be made,
under the authority of the United States, and to all cases affecting
ambassadors, other public ministers, and consuls. These belong to the fourth
class of the enumerated cases, as they have an evident connection with the
preservation of the national peace.
Third. To cases of admiralty and maritime
jurisdiction. These form, altogether, the fifth of the enumerated classes of
causes proper for the cognizance of the national courts.
Fourth. To controversies to which the United
States shall be a party. These constitute the third of those classes.
Fifth. To controversies between two or more
States; between a State and citizens of another State; between citizens of
different States. These belong to the fourth of those classes, and partake, in
some measure, of the nature of the last.
Sixth. To cases between the citizens of the same
State, claiming lands under grants of different States. These fall
within the last class, and
are the only instances in which the proposed Constitution directly
contemplates the cognizance of disputes between the citizens of the same State.
Seventh. To cases between a State and the
citizens thereof, and foreign States, citizens, or subjects. These have been
already explained to belong to the fourth of the enumerated classes, and have
been shown to be, in a peculiar manner, the proper subjects of the national
judicature.
From this review of the particular powers of the federal
judiciary, as marked out in the Constitution, it appears that they are all
conformable to the principles which ought to have governed the structure of that
department, and which were necessary to the perfection of the system. If some
partial inconviences should appear to be connected with the incorporation of any
of them into the plan, it ought to be recollected that the national legislature
will have ample authority to make such exceptions, and to prescribe such
regulations as will be calculated to obviate or remove these inconveniences. The
possibility of particular mischiefs can never be viewed, by a wellinformed mind,
as a solid objection to a general principle, which is calculated to avoid
general mischiefs and to obtain general advantages.
PUBLIUS
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